Formed in 2003, Northwest Capital Financial Group, LLC is a wealth management firm dedicated to paramount and personalized client service as well as unbiased asset management, financial and insurance planning, and investment counsel. Northwest Capital is fully independent which enables us to provide personalized financial advice while making suitable choices for our clients tailored to their individual situations. For each of our clients we strive to help create financial stability and security to provide financial independence.
Our team is committed to the highest standards of excellence. Our clients are our top priority and their success is our primary goal. They rely on our dedication, personal attention, quality of advice, judgment, and overall professionalism. Not only do clients find our team members knowledgeable, but they also discover that our staff truly cares about making their dreams a reality. We do everything in our power to keep our clients focused on where they want to go, advise them on how to get there, and continually remind them of the importance of maintaining a disciplined approach to realizing their dreams.
Our Key Partner Firms...
Based in Charlotte, N.C., our Registered Investment Advisor, Independent Advisor Alliance (IAA), is strategically focused on building a community of successful independent advisors serving the financial and retirement needs of individuals and businesses. IAA provides Northwest Capital Financial Group with customized support services designed to optimize efficiencies and reduce expenses. Founded in 2013, today IAA serves more than 175 advisors in 21 states.
As a successful wealth management firm, managing day-to-day business operations can take time away from serving clients. IAA provides Northwest Capital Financial Group with a broad range of services to ease operational burdens. While IAA enables us to serve our clients in the manner we decide is best- with the advice, investments and services we determine are most appropriate - we are never alone. Their proximity to the LPL Financial Fort Mill campus allows for the development of relationships between IAA team members and key LPL personnel. These relationships are instrumental in providing exceptional service, advocacy and value to our firm.
Our primary custodian and broker-dealer, LPL Financial, is one of the leading financial services companies and the largest independent broker-dealer in the nation*. From Northwest Capital Financial Group's inception, LPL Financial has served as an enabling partner, supporting us in our goals of protecting and growing our clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running our practice so we can focus on what we do best—helping our clients attain their financial goals and fulfill their dreams. With headquarters on both coasts, LPL Financial supports us in helping our clients by offering a robust mix of services and tools such as:
- Enabling technology
- Comprehensive clearing and compliance services
- Practice management programs and training
- Independent research
LPL Financial understands that providing Americans with unbiased investment advice is critical to their financial security. Because the firm has no proprietary products to sell, Northwest Capital can provide truly specific and personalized advice and investment recommendations.
* As reported by Financial Planning magazine, 1996-2022, based on total revenue.